The Days of Nit Kopf Ab, from
The Heresiarchs, by Sigismunda Killinger & Lise Freitag (1987)
In 1525, Georg, the Albertine duke of Saxony, mentioned for the first time the possibility that the Ernestine Wettins’ support of Luther and his reforms might lose them the electoral dignity. In those turbulent years, such a notion could be seen as fanciful: following his election as emperor, Charles V had returned to Spain leaving behind a regency council to run the Empire in his absence. This regency council had included the Saxon Elector Friedrich III, whose support had been necessary to Charles’s election, and after Friedrich’s death would include his brother the Elector Johann, who also contributed to the defeat of the rebellious peasants at Frankenhausen.
During these same years, Charles V faced an endless series of crises across his other realms: rebellion in Spain, the effort of Francois I to overrun Italy, the chaotic relationship with a pope endlessly trying to build alliances to serve as a diplomatic counterweight to excessive Habsburg power, and the invasion of Hungary by the Ottomans being just the most pressing. Though the Habsburgs frequently made broad statements during this time about the necessity of stamping out heresy and repairing the unity of the church, undertaking that in the face of so much other instability seemed, both to themselves and the Reform-minded princes of Germany, a lethal overreach.
So it was hardly coincidental Charles returned to Germany to face the Lutheran threat in 1530. Francois I had been taken prisoner at Pavia, humiliating terms imposed upon him and his sons and heirs exchanged as hostages for him. Clement VII had been shown the consequences of his defiance in the horrendous Sack of Rome, and had subsequently personally crowned Charles V at Bologna. Even the Ottoman menace had for the moment abated. With his rule settled and his power secure, Charles V showed at the Diet of Augsburg a different face than he had previously.
For his part, the Elector Johann found this change bracing. In their personal meetings at Augsburg, Charles informed Johann that he might have his own succession to the electoral dignity challenged, and moreover, might have his younger son’s marriage to Sybille of Cleves declared invalid. A man of sixty, well versed with the procedural hurdles the emperor would have to surmount to do any of this, Johann was not easily frightened by these threats. He was more annoyed by the decision to dispense with the regency council, which he and the other reform-minded princes had used to prevent the re-imposition of orthodoxy, and instead elect a new King of the Romans, who in addition to serving as the heir-apparent to the emperor would be able to administer and execute the emperor’s policies in a more expedited fashion. The emperor’s choice for this role of his younger brother Ferdinand, now the king of Bohemia and Hungary, hardly put the Protestant princes at ease.
The Diet of Augsburg ended in disarray, with no resolution to the religious question. Enraged, Charles V reverted to the terms of the 1521 Edict of Worms, whereby he declared it illegal to support or defend Luther, or to interact with Luther in any way other than to capture him and convey him to the emperor’s authority. Catholicism was restored as the state religion of all the German lands, all property and legal authority were restored to the bishops, and any prince resisting these terms would be brought to justice. All these provisions were codified as the Recess of Augsburg, issued by Charles on November 22, 1530.
The response to the Recess was quick. A month later the Protestant princes met at Schmalkald, a Hessian town in Thuringia near the Saxon border, and on December 31 the League of Schmalkald was formed, consisting of Electoral Saxony, Hesse, Anhalt, Braunschweig, Mansfeld, and the imperial cities of Magdeburg and Bremen. Over the course of 1531 the Schmalkaldic League expanded to include the imperial cities of Strassburg, Konstanz, Memmingen, Lindau, Luebeck, Gottingen and Ulm. The co-leaders of the League were Johann of Saxony and Philip II, Landgrave of Hesse. Realizing that if Ferdinand were recognized as King of the Romans Charles V would be better able to enforce the terms of the Recess, Johann decided to strenuously oppose his election.
Thus Johann sent his son Friedrich to meet Charles at Cologne with a set of legal protests against Ferdinand becoming King of the Romans. This proved to be a miserable failure, and Ferdinand was the choice of the other six electors when they voted January 6. For Saxony, the only silver lining of Cologne was that the electors decided not to formally strip Johann of his vote, on account of his separation from the Christian church. On January 8 Ferdinand was crowned King of the Romans, and immediately declared his intent to implement the Recess of Augsburg. Virtually the only actual positive development for the Schmalkaldic League in 1531 was the fact that the dukes of Bavaria, still smarting over their defeat by Ferdinand in the election to be kings of Bohemia five years earlier, allowed their dynastic rivalry with the Habsburgs to overcome their religious loyalties, and they entered into an alliance with the League.
By now, Johann’s health was failing. Increasingly, matters fell to his son the Duke Friedrich. For the Wettins the next diplomatic success came in the summer of 1532, when at Kloster Zevern, the German states of Saxony, Bavaria and Hesse entered into an alliance with France, which had as its goal sewing unrest against Ferdinand as the King of the Romans. An unofficial fifth party to the alliance was the Hungarians under Zapolya. At the same time, for unrelated reasons, the Habsburgs’ efforts to make a peace with the Ottomans that would enable them to focus their resources against the Protestant princes of Germany fell through. Instead, Suleiman demanded the surrender of the Habsburgs’ Hungarian lands.
As quickly as matters had reached an absolute crisis for the Saxons, they now moved the other direction. Ferdinand begged Charles to relent in his policy toward the Protestant princes so the Empire could be united against the Ottomans. With the Archbishop of Mainz and the Count Palatine acting as mediators, in August 1532 a peace was reached among the German princes at Nuremberg. By its terms, the Lutherans would be free to observe and preach the tenets they had declared to the world in the Diet at Augsburg, they could keep the Church property they already held, and that the jurisdiction of the imperial courts would not apply to cases of religion. In return the Lutherans were obligated to not offer succor to Zwinglians and Anabaptists, and to provide assistance in the war against the Ottomans. These terms would last until either the next imperial diet or a General Council of the Catholic Church.
Virtually at the same time the peace of Nuremberg was reached, the Elector Johann died. The co-leader of the Schmalkaldic League, Philip of Hesse, rejected the peace partly because it would prevent the acquisition of new church lands by the Protestant princes, but also because he was more closely aligned with the branches of Protestant thought proscribed by the peace. Philip, who had succeeded his father as landgrave while still a boy, had been raised at the court of the Saxon electors, and had been something of an elder brother to the Duke Friedrich, who now on his father’s death was the Elector Friedrich IV. The younger Friedrich had been closely involved in negotiating the Peace of Nuremberg, but some believed this was only to allay suspicions in his own Lutheran religious orthodoxy until after his father had died, and that his more natural leanings were with Philip of Hesse.
Instead, Friedrich moved decisively to signify his allegiance to the emperor and promptly sent a force to aid against the Turks. And just as he led the Saxon forces dispatched to defend Vienna in 1527, now he sent his heir, presently Johann the Younger. For his own part, Friedrich used the respite the Habsburgs’ renewed troubles with the Ottomans provided to its utmost. In 1532 Friedrich had found Henry VIII’s ambassador to the court of the Holy Roman Emperor, one Thomas Cranmer, sympathetic to his cause. They formed a friendship, and when Cranmer was elevated by Henry to the position of Archbishop of Canterbury Friedrich IV found Cranmer gave him the means to exploit English diplomatic isolation. In 1533 Friedrich IV and his mother were invited to England.
Electoral Saxony was still in sufficient danger that Friedrich decided against making his journey public. Instead, he disseminated the story that he was spending the summer hunting in his lodge at Annaberg, and that his mother, having fallen out with him, had been returned to her jail at the Wartburg. Traveling incognito by way of Hamburg, they had been in England a month by the time their absence in Saxony was discovered. In Friedrich IV’s absence, Johann the Younger was made regent. While the bond of trust between the brothers was strong, Friedrich IV nonetheless took the measure of sending Johann the Younger’s own son, little more than an infant, to live with Philip of Hesse for the duration of his time away. The word hostage was not used, but it did not have to be.
In England, Henry and Friedrich found each other ready partners in transacting significant deals: Friedrich relinquished his place in the English succession, swore to uphold Henry’s choice in the matter, and got for his trouble a large annual subsidy. Both the King of England and the Elector of Saxony agreed to aid each other in the event of an attack by the Emperor. Finally, a marital alliance was concluded, albeit not the most impressive one, as the elector’s sister Katarina was betrothed to the king’s other nephew, Henry Brandon, the Earl of Lincoln. Collectively known as the Treaty of Windsor, these arrangements broke through decades of antipathy between Henry VIII and the Lutherans, and between Henry VIII and Friedrich’s mother. It was far more significant for the Saxons in every way than the deal reached at Kloster Zevern, in which the Protestant princes were really only incidental to a much deeper alliance between the Catholic powers of France and Bavaria.
When Friedrich IV returned from England in January 1534 he had pulled off a diplomatic coup. Charles could not move against the Schmalkaldic League without threatening to draw in one of the great powers of northwest Europe. The idea of a localized war, in which the Habsburgs could leverage their possessions and resources across Europe to overwhelm scattered resistance among parochial princes, which loomed so large two years before, now seemed fanciful.
Friedrich however still needed a consort, and he needed more security for his rule than could be found on the shifting sands of European alliance politics. The Princess Dorothea of Denmark, herself the daughter of Charles V’s sister, was enthusiastic for the Reformed faith, had a claim to the Danish throne that had a value even if Friedrich did not intend to advance it directly, and most importantly would produce heirs the Habsburgs would be reluctant to move against. Also, crucially, whatever benefits a match with Dorothea might confer on the Wettins, would be a set of inducements the Habsburgs could not confer in their own diplomatic politics.
Charles V had been negotiating to marry Dorothea to the Elector Palatine. If the Elector married Dorothea, he would have a claim through her to the Danish throne. Not only would he himself be bound by marriage to the Habsburgs, but the Habsburgs could use the promise of aid to him in advancing his claim to induce him to vote in their cause in imperial elections and to support their policies in the diets. While inevitably, Friedrich making his own match for Dorothea would create enmity with the Elector Palatine, that friction would not be the same as the unshakeable bond of self-interest the imagined match would create between the Wittelsbachs and the Habsburgs.
Thus Friedrich opened negotiations through Mary of Hungary for Dorothea’s hand, representing himself as having inherited a situation as elector of Saxony far from his liking, and casting himself as a secret Catholic longing for a return to the church. Friedrich secured the marriage to Dorothea on false pretenses, but the terms of his marriage contract were still significant. He promised the return of Saxony to Catholic orthodoxy, the surrender of Luther, and the commencement of an effort to depose the king of Denmark in favor of Dorothea’s claim. Of course, he broke these commitments at the first opportunity. But he also promised to end his protest of Ferdinand’s election as king of the Romans, which crucially meant severing the alliance with Bavaria and France.
Even as he faced the most histrionic protests from the emissaries of the Emperor and the King of the Romans in late 1534 over his “rape by fraud” of the Princess Dorothea, Friedrich offered to continue to recognize Ferdinand as King of the Romans. Moreover, he made a new overture to Ferdinand: he would permit freedom of worship to his subjects who wished to remain in the Catholic Church, reversing a policy of his father’s, so long as Ferdinand permitted his Lutheran subjects the same liberty. Moreover, he would decline to offer state support for any Lutheran proselytizing in Habsburg lands, if likewise Ferdinand refrained from the same with respect to Electoral Saxony. Finally, at Ferdinand’s insistence, Friedrich also relented and officially repressed the Anabaptist and Sacramentarian reformists. The king and elector’s representatives sealed the substance of this arrangement at Dohna, on the Elbe near the border of Saxony and Bohemia.
If Ferdinand’s willingness to decline to make war against Saxony over the insult of the marriage to Dorothea seems unreasonable to our eyes, it needs to be remembered his own religious situation was unstable, not merely in Bohemia and Hungary, but even in Austria, where the reformers had made illicit inroads. From his perspective, the situation following the Concessions of Dohna represented both less than what he had hoped he would get by marrying Dorothea into the Ernestine Wettins, and more than what he had had before, with himself recognized as king, the pernicious alliance between the Protestants and France broken, and curbs in place on how far the Saxons would buck religious orthodoxy.
Of course, even now Friedrich was dishonest: while his belief in religious license made the grant of freedom of worship to his Catholic subjects only too easy for him, he had no intention of withholding the same freedom from his more radical Protestant subjects whose beliefs so closely mirrored his own mentor, Karlstadt, and moreover, he accelerated, rather than withheld, efforts to spread the new beliefs in Bohemia and Austria. Friedrich was sure, as his surviving letters attest, that repression of the Lutherans by force of arms would be inevitable. As far as he was concerned, especially until Dorothea bore an heir, and that heir was old enough to be confirmed in his belief in the reformed church, all he had done was buy himself and Saxony time. He intended to use that time to the utmost.
Dorothea of Denmark, Electress Palatine by Michael Coxcie as Dorothea of Denmark, Electress of Saxony